Charles Schwab - TD Ameritrade Institutional

Rowley Financial LLC is a Registered Investment Advisor (RIA), not part of either Charles Schwab or TD Ameritrade Institutional, which are now one company combining their back-office systems.

Rowley Financial uses Schwab and TD Ameritrade to custody most of its client investments, uses the trading systems provided by both companies and has access to thousands of investments as we manage client accounts.

Clients receive either Schwab or TD Ameritrade  statements, can view their accounts online through Schwab or TD Ameritrade websites, etc. 

Both Schwab and TD Ameritrade provide FDIC and SIPC insurance on client accounts.

Other client assets are held at mutual fund and insurance companies.